股东派生诉讼研究民商法学专业论文.docxVIP

摘要股东派生诉讼是指当董事、监事、高级管理人员等实施不当行为 摘要 股东派生诉讼是指当董事、监事、高级管理人员等实施不当行为 侵害公司合法权益，或公司合法权益受到公司外部第三人侵害，而公 司拒绝或者怠于追究不法侵害人的责任时，由具有法定资格的股东以 自己的名义向不法侵害人提起诉讼，所得利益直接归于公司的法律制 度。股东派生诉讼的作用在于强化公司监督，完善公司治理结构，以 维护公司利益，并进而保护股东尤其是中小股东的利益。各国公司法 都是从鼓励股东提起诉讼的激励机制和硬性的法律约束机制以防止 滥诉两方面来设计这一制度。保证股东的诉权与防止滥讼是我国新 《公司法》中规定得不十分明确，但在司法实践中急需明确的问题。 应建立一些诉讼激励机制，调动股东诉讼监督的积极性：对于原告股 东持股比例的要求应建立方便股东交流联系的平台；公司应该以处于 独立地位的诉讼参加人的身份参加到诉讼中来；通过诉讼告知制度保 障其他股东的知情权和诉讼参加权；对于派生诉讼的管辖法院需要加 以明确；对于诉讼费用部分可以将派生诉讼规定为非财产类案件、引 入诉讼费用补偿和限制原告败诉时的赔偿责任等等。为排除滥诉和恶 意诉讼情形，从诉讼费用担保制度和对原告诉讼中和解撤诉的权利方 面施加严格的司法控制。 关键词： 公司法，股东权，派生诉讼，权利救济 AB AB STRACT Derivative action iS such kind of legal institution when the directors． supervisors or senior managers do something infringed the legal interest of corporation，or the interest is infringed by outsiders，but the corporate refuse to or keep a slack hank in investigating the duty of these actors，the shareholders whose qualification are entitled by law could raise a lawsuit in the name of themselves．and the interest will belong to corporation directly．Derivative action plays an important role in strengthening the supervision，improving the administrative organization，safeguarding the interest of corporation and protecting the interest of shareholders especially the medium and small shareholders．Corporation law in other countries design the institution from tow aspects：encouraging mechanism which encourage shareholders in litigation and hard controlling mechanism which prevent abusive litigation．There is no clear clause in our new Corporation Law about how to guard shareholder’S right and protect it from being abused，which is urgently need to make clear in iudicial practice．We could consider about establishing a kind of encouraging mechanism of litigation to mobilize the supervision to shareholder’S action．There should be a platform which iS convenient for the shareholders communicating with each other on the need of those shareholders as plaintiff who want to possess rational shares．Corporation should ta