金融监管有效性与我国资本市场结构和风险关系实证研究-金融学专业论文.docxVIP

重庆大学硕士学位 重庆大学硕士学位论文 英文摘要 PAGE PAGE VI macroeconomic running effectiveness, combined with the industry regulation indexes as the control variables, build different econometric models, use econometric analysis software Eviews7.0, select capital market industry data represented by stock market and bond market, and empirical study the structure and risk of the capital markets since its long-term development. Through the study found that the improvement of the capital market structure helps to exert the effectiveness of financial regulation, and improving the effectiveness of the financial regulation can help to significantly reduce the risk of capital market. On this basis, this paper puts forward the related suggestions combining with the existing problems in the development of capital market in China to perfecting the financial supervision and the capital market. Keywords: Financial Supervision, Capital Market, Structure and Risk, VAR, Cointegration 重庆大学硕士学位论 重庆大学硕士学位论文 目 录 目 录 中文摘要I 英文摘要 II HYPERLINK \l _bookmark0 1 绪 论 1 HYPERLINK \l _bookmark1 1.1 研究背景 1 HYPERLINK \l _bookmark2 1.2 研究目的及意义 1 HYPERLINK \l _bookmark3 1.3 国内外研究现状 2 HYPERLINK \l _bookmark4 1.3.1 国外研究现状 2 HYPERLINK \l _bookmark5 1.3.2 国内研究现状 4 HYPERLINK \l _bookmark6 1.4 研究思路及方法 6 HYPERLINK \l _bookmark7 1.5 本文的创新之处 6 HYPERLINK \l _bookmark8 1.6 论文框架及技术路线 7 HYPERLINK \l _bookmark9 2 相关概念及理论综述 10 HYPERLINK \l _bookmark10 2.1 相关概念 10 HYPERLINK \l _bookmark11 2.1.1 金融监管 10 HYPERLINK \l _bookmark12 2.1.2 资本市场 11 HYPERLINK \l _bookmark13 2.2 金融监管理论概述 11 HYPERLINK \l _bookmark14 2.2.1 公共利益论 11 HYPERLINK \l _bookmark15 2.2.2 利益集团论 11 HYPERLINK \l _bookmark16 2.2.3 货币监管论 12 HYPERLINK \l _bookmark17 2.2.4 谨慎监管论 12 HYPERLINK \l _bookmark18 2.2.5 “金融不稳定”假说 13 HYPERLINK \l _bookmark19 2.3 金融监管对中国资本市场影响的现状 13 HYPERLINK \l _bookmark20 2.3.1 我国资本市场的形成和发展 13 HYPERLINK \l _bookmark21 2.3.2 我国资本市场的结构和特点 15 HYPERLINK \l _bookmark22 2.3.3 金融监管的发展及其对资本市场的影响 18 HYPERLINK \l _boo