毕业论文-论我国投资基金信息披露制度之完善.docVIP

- PAGE I - 本科毕业论文 （20 届） 论我国投资基金信息披露制度之完善 所在学院 专业班级 法学 学生姓名 学号 指导教师 职称 完成日期 年 月 = 2 \* ROMAN II 摘 要 【摘要】我国投资基金信息披露制度存在披露格式不规范，监管制度设置不合理以及费用披露规定不严格的问题，同时也存在监管主体不能很好的尽到监管义务的问题，导致披露主体在法律不健全、监管不严格的情况下，出于自身利益的驱使而选择性的披露于己有利的信息，引发投资者利益受损的问题，严重影响了我国的投资基金业的健康发展。经过分析和总结，针对当前出现的问题，提出我国投资基金信息披露制度在行业监督形式、费用披露格式、业绩比较标准、执法部门监督等方面进行制度上的完善建议。 【关键词】投资基金信息披露 披露制度 监督主体 披露主体 【Abstract】In China investment fund information disclosure system exists disclosure format does not specification, supervision system set does not reasonable and costs disclosure provisions does not strictly of problem, while also exists supervision main body cannot be good of do supervision obligations of problem, ledding to disclosure main in legal does not sound, and regulation is not strict circumstances, driven by their own interests and selective disclosure of information to themselves, ledding investors interests damaged of problem, serious effect has in China of investment fund industry of health development. After analysis and summary, the issue with the current, proposed investment fund information disclosure system in China in the form of professional supervision, cost disclosure formats, performance standards, law enforcement agencies on a system of supervision and other aspects of improvement proposals. 【Key Words】Investment Fund system architecture Disclosure system Supervision and subject Disclosure subject = 3 \* ROMAN III 目 录 摘 要 关键词 Abstract Key Words TOC \o 1-3 \h \z \u HYPERLINK \l _Toc297301854 引 言 PAGEREF _Toc297301854 \h 1 HYPERLINK \l _Toc297301855 一、投资基金信息披露法律制度的缺漏 PAGEREF _Toc297301855 \h 1 HYPERLINK \l _Toc297301856 （一）信息披露制度的法律体系 PAGEREF _Toc297301856 \h 1 HYPERLINK \l _Toc297301857 （二）信息披露的内容构成 PAGEREF _Toc297301857 \h 2 HYPERLINK \l _Toc297301858 （三）信息披露法律制度的水土不服及其原因分析 PAGEREF _Toc297301858 \h 2 HYPERLINK \l _Toc297301859 二、投资基金信息披露监管主体的监