上市公司信息披露监管法律制度研究-经济法学专业论文.docxVIP

摘要信息披露制度作为保持证券市场可信度与有效性的重要机制在 摘要 信息披露制度作为保持证券市场可信度与有效性的重要机制在 西方发达的证券市场中备受推祟。为克服证券市场信息不对称与逆 向选择，以及维持经济秩序与经济安全之需求而诞生之信息披露制 度能较为有效地增强证券市场的透明度，保护投资者利益，维护证 券市场的健康发展，从而为世界各国立法所确立。 一个成熟的信息披露监管体系，不仅要求规范披露义务人的具 体法律行为，更在于其未能履行披露义务时而向受到损害的投资者 提供充分及时的救济与赔偿。然而，令人遗憾的是，传统的观点在 理论上缺乏对信息披露监管制度的科学认识，在实践中也因未有科 学理论之指导，而使因虚假信息披露致使投资受损的投资者要求获 得赔偿步履艰难。 基于以上原因，论文试图用比较分析的方法，在论述信息披露 监管的基本理念、简介国外成熟立法的基础上，对我国的上市公司 信息披露制度的立法现状予以反思，并在此基础上从上市公司信息 披露监管的法律本质、上市公司的信息披露监管的法律制约机制、 上市公司违反信息披露义务的法律责任等三大方面深入阐述我国上 市公司信息披露制度的实然与应然模式。以期能为我国立法和司法 实践提供些许参考。 关键词：上市公司 信息 信息披露制度 AbstractInformation Abstract Information disclosure regulation is highly praised as an important mechanism for maintaining the credibility and validity of securities market in the developed securities market of west countries．In order to overcome the information asymmetric and reverse choice of the securities market，and maintain the economic order and economic security，the information disclosure regulation can comparatively effectively strengthen the transparency of the securities market，protect investors’interests，and safeguard the sound development of the securities market．Thus legislate to establish for every country in the world． A ripe information disclosure supervisory system not merely regulate the concrete juristic act of obligation people，furthermore， offers abundant relief and compensation in time to investors who are damaged while failing to fulfill the information disclosure obligation． What is a pity is that the traditional viewpoint lacks the scientific knowledge to the information disclosure supervisory system in theory and that no scientific theory exists to guide in practice，which results in investors who suffer loses because of the false information disclosure walking with difficulty in requiring compensation． Based on the above reasons，the essay attempts，by ways of comparative analysis，to review the current legislative situation of the information disclosure system of Chinese listed companies Oil the basis of expounding