论中国证 券公司走出困境的出路-金融学专业论文.docxVIP

论中国证券公司走出团境的出路提要 论中国证券公司走出团境的出路 提要 j黩几年米。中国的证券公司发展举步维艰，甚至胀入生存危机。研究问题出 现原因并找寻出路，怒写作本文韵出发点和目标。本文通过对中美证券公司进行 比较分聿斥，农借鉴美网涯券公司先进缎营管理经验的蒸础上，提出了诞券公司走 出困境一些策略建议。 论文共分为三章。第一章分辑了中国证券公司蕊狄，指爨存在豹随题，魏娃 务和擞利模式单一、融资困难等。第二章从业务和收入结构、产品和服务、穗刹 能力骊风险管理方面对中美诞券公司进行了深入的比较，指出我国证券公司邋度 依赖缀纪业务、产晶驷服务攀一、爨刹糍力不稳定秘风险管毽不完善簿。 第三章为本文的核心部分，重点论述了证券公司淹出困境、摆脱危机的出路。 首先，获键邈证券公镯监务多元耗韵箔度，撬甾了在资产管蘧、经纪照务、蔽瓷 银行渡务方颟的发展_葶Ⅱ创薪建议，指出要以资产管理渡务作为证券公司业务多元 化酌突破口，在改革巍纪入制度和发滏网上交易的基础上创造经纪业务的多样忧 和全蕊化，在积极适应保荐剑的前提下，拓鼹投瓷镁褥业务，把握私募、重缀、 并购和管理咨询等利润增长点。其次，阐述了完善治理机制的必要性和方法，提 出裂爆多秘资金来源扩大姿产援模琴鞋渡务模式，影戏涯券公蠲烧模经济。最菇， 对目前约束和限制证弊公司发展的～嫂政策性因素进行了分柝，呼吁为证券公司 盟务发震帮截薪毯遥爨宽裣豹乡}罄嚣缝。 关键词：证券公词 收入结构业务多元化胍险管理 一 一 鲨皇望婆鲞篓要垄!!望蹩盟些堕 oUTLlNE Securities companies in China encountered remarkable difficulties in recent years．Some of the companies in the cadtieal moment toward bankruptcy．The main purpose ofthis paper is to find the ofand the solutions to those problems Through the comparison ofsecurities companies in China and in the United States，this paper proposes some strategies and ways to resolve the problems byintroducingthe practicesofUS securitiescompanies． The paper consists ofthree chapters。Chapter l points out the present situation ofand the problems faced by Chinese securities companies，such the simplistic business and income structure， difficulties in raising the funds，and etc．Chapter 2 compares the securities companies in China with those in US regarding the business and income mix，products and services，profitability,and risk management．Some weaknesses of Chinese securities companies include the dependence brokerage business,simplistic products and services，the fluctuation of earnings，and insafficient risk management．to name fe w_ Chapter 3 is the main part ofthis paper．The chapter gives some proposals how to walk out of the crisis．Firstly,Chinese securities companies should develop renovate businesses like asset management,brokerage，and investment banking to further diversi每meir businesses．Asset management could become breakthrough in this respec