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Acknowledgements
I would like to express my sincere gratitude to my supervisor, Professor Dai Xiaodong,
who takes time from his busy schedule to meticulously scrutinize my paper and gives me a lot
of constructive advice as well as insightful suggestions.
My thanks also go to all the other professors of Foreign Language College of Shanghai
Normal University, from whom I learn not only the linguistic knowledge but also the earnest
attitude in making researches.
Last but not least, I would like to thank many of my friends who help me collect data either
in U.S.A or in China, and my fellow classmates who give me their valuable help and precious
time in helping me work out my problems during every phase of writing the thesis. I feel grateful
for such good companies upon my pursuit of academic achievements. My gratitude also goes to
my parents, for all the encouragement, support and love they have given to me all the time.
Abstract
This thesis investigates Chinese and American refusal speech act from an
intercultural communication perspective. The author, adopting Brown and Levinson’s face
theory as a theoretic basis, Kim’s conversational constraints as a criterion, and DCT as an
instrument, probes into the differences and commonalities between Chinese and American
refusal speech act. Altogether 180 valid questionnaires are collected, 90 in each language, to
study the influences of social variables on refusal speech act in different culture patterns.
The findings show that in different cultures, both commonalities and differences
exist concerning refusal speech act: (1) Chinese, featuring collectivism and HCC, are subject
and sensitive to relative power when making decisions regarding refusal,
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