买卖衍生工具的风险披露声明.pdfVIP

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买卖衍生工具的风险披露声明

RISK DISCLOSURE STATEMENT OF TRADING DERIVATIVES 買賣衍生工具的風險披露聲明 This brief statement does not disclose or explain all of the risks and other significant aspects of trading in derivative products. In light of the risks, you should not engage in trading in derivatives unless you understand the nature of the transactions into which you are entering and the extent of your exposure to risk. You should carefully consider whether trading in derivatives is appropriate for you in light of your investment experience, objectives, risk appetite, financial resources and other relevant circumstances. If in doubt, you are strongly advised to seek independent and professional advice from legal, tax, financial and other professional advisers. Whilst care has been taken in the preparation of this document, no responsibility is accepted for the completeness, adequacy or accuracy of its contents. To learn more, you may visit the websites of Hong Kong Exchanges and Clearing Limited (.hk) and the Securities and Futures Commission of Hong Kong (http://www.sfc.hk). 本簡要聲明並沒有披露或解釋所有有關買賣衍生產品之風險及其他重要事項。就風險方面,除非閣下明白所投資的 交易性質及閣下需承受之風險程度,否則閣下不應參與買賣衍生產品。閣下應仔細考慮本身的投資經驗,投資目標, 風險承受能力,財務狀況及其他相關因素,方決定是否適合進行有關衍生產品交易。如有疑問,強烈建議閣下向法 律、稅務、金融及其他專業顧問,尋求獨立及專業的意見。本公司已謹慎地編制本檔,但不會對其內容的完整性, 合適性及準確性承擔任何責任。閣下可查閱香港交易及結算所有公司(.hk )及香港證券及期貨 事務監察委員會(http://www.sfc.hk )的網頁,以瞭解更多有關詳情。 General risks of trading derivative products include but are not limited to the following: 買賣衍生產品的一般風險包括但不限於以下: Issuer default risk 發行商失責風險 In the event that a derivative product issuer becomes insolvent and defaults on their listed securities, you will be considered as unsecured creditors and will have no preferential claims to any assets held by the issuer. You should therefore pay close attention to the financial strength and credit worthiness of the issuers of derivative products. 倘若衍生產品發行商破產而未能履行其對所發行證券的責任,你只被視為無抵押債權人,對發行商任何資產均無優 先索償權。因此,你須特別留意衍生產品發行商的

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