(中国证券公司的综合治理).pdf

Registration Form HKSI Professional Event Return by Fax:2899 2611 Overview of Chinese Securities Firms– Focusing on MA and Risk Management (中國證券公司的綜合治理) Presented by Mr MartinJiang Chief Compliance Officer HaiTong (HK) Financial Holdings Ltd. Wednesday,20August 2008 Full Name of Participant(s) Company/Firm Job Title Membership BLOCK LETTERS Number Dr/Mr/Ms/Mrs Dr/Mr/Ms/Mrs Dr/Mr/Ms/Mrs Dr/Mr/Ms/Mrs Please note: (1) Individual members MUST fill intheir membership no.onthis formfor CPT tracking purposes. (2) Participants MUST attend the whole seminar including the question answer session. Otherwise, No/Zero CPT hours will be given. (3) Confirmationwill beforwarded to participants via email only. (4) Please fill inthe bad weather contact no.forspecial arrangement purposes if bad weather signal is on. Contact Person: Tel: Bad Weather Contact no. (Mobile no. preferred): Fax: Email (required): Due to thepopularity of this seminar, bookings will only be confirmed withpayment, on a first-come-first-served