科技型中小企业融资的新渠道及其法制完善.pdfVIP

论 文 摘 要 众所周知，大量的资金支持是发展科技创新的必要条件。倘若缺乏金融支持， 众多市场前景良好的金融项目就有可能在科技成果转化的过程中面临进展缓慢 的情形，进而也难以形成规模性的科技产业。 科技型中小企业的数量在全国企业中占相当大比例，是我国经济发展的重要 力量，也是市场经济新的增长点，对推动就业、改善人民生活水平具有重要作用。 该类企业兼具“科技型”与“中小企业”两种特质，现实中，数量虽然众多，但 成活率普遍较低，大多数由于缺乏持续充足的资金流，面临倒闭。 文章第一部分明晰了科技型中小企业的定义以及国内外融资情况，提出建立 新的融资渠道，促进融资的观点。文章第二、三部分，分析了知识产权证券化融 资渠道，与新三板融资的渠道。最后一部分着重阐述新渠道的法制完善。 关键词:科技型中小企业 融资 知识产权证券化 新三板 法制完善 ABSTRACT As all known that sufficient capital flow is the sine qua non for the development of creative technology. In case of lacking the support of financing, a great number of financial program will be trapped in the process of scientific research achievements’ transforming, and the formation of technology industry well be affected. The number of science-technology SMEs takes up quit a big proportion among all the enterprises in country round. Meanwhile, science-technology SMEs is the strong power, and new sprouting point of economic development, having wide and important effect over raising employment rate as well as improving living standard of citizen. The science-technology SMEs embody both technology SME characters. In exercise, the low survival rate of science-technology SMEs is more obvious than the number ’s advantages, and many of such SMEs facing the situation of insufficient capital flow and crisis of bankrupting. The first chapter defines Science-technology SMEs, analyzes correlative homes outs financing background, put forward new path of financing. Second and third chapter analyzes possibilities, obstacles of IP-backed securitization and the new third board separately. The last chapter points out legitimating Improvements for the new outlets of financing. KEY WORD :Science-technology SMEs ,Financing, IP-Backed Securitization, The New Third Board，legitimat