国内金融理财市场规制问题分析-analysis of regulatory problems in domestic financial management market.docxVIP

financial planning market and the current research results. Secondly，it introducethe current situation. Thirdly, this paper analyzed the regulation problems through the angles of separate regulation system, the qualified investors assessment and the self-regulation organizations. Especially, this paper makes deep research into the law system, market supervision problem and business operation line. The fourth chapter introduces the regulation system ofcommercial bank’s personal wealth management in the US ， Japan andGermany. While the fifth chapter tentatively offers the possible solutions to the problems associated with regulation system. The final chapter provides aconclusion and proposes a constructive outlook， which aims at prioritizingefficiency as well as encouraging innovation. Its goal is maintaining stable and harmonious management and trying to develop regulation system of wealth management market in a steady and systematic manner.KEY WORDS: Financial Planning，Policy Analysis，Financial Regulation目录摘要.. ?????????????????????????????????I ABSTRACT ........................................................................................................................... III第一章 绪 论............................................................................................................................ 4第一节研究目的和意义 .......................................................... 4一、研究目的................................................................................................................................. 4二、研究意义................................................................................................................................. 5第二节研究综述 ................................................................ 6一、国外文献综述 ......................................................................................................................... 6二、国内文献综述 ..................................................................................