金融发展、对外贸易与全要素生产率研究-金融学专业论文.docxVIP

万方数据 万方数据 摘要 全要素生产率（TFP）被认为是经济长期增长的源泉，提升资源配置效率和实现技术 进步是 TFP 增长的重要途径。金融业是现代经济发展的重要支撑，具有吸收储蓄存款、优 化资本配置、分散风险、便利服务等功能，金融业的发展不仅可以通过改善资本流向，提 升社会资源配置效率，而且能够为企业创新行为提供资金支持并降低企业的研发风险，鼓 励其创新行为的发生。在开展对外贸易活动中，贸易出口所带来的规模经济效应和干中学 效应，带动了出口企业自身技术水平的提升，同时出口企业产生的水平链接效应和垂直链 接效应能够带动非出口企业的技术进步。贸易进口则通过引进更加先进的技术设备，直接 带动进口企业自身的进步，并通过竞争效应，间接引发非进口企业追求技术提升。此外， 金融业的发展能够为对外贸易活动的展开提供信贷支持，且随着企业对外贸易活动的进 行，其市场规模越来越大，进而对外部融资提出了更大需求，促进了金融业的进一步发展。 本文在对前人文献进行梳理和总结的基础上，实证研究了金融发展、对外贸易与 TFP 增长的关系。结果表明，金融发展和对外贸易间具有相互促进效用；金融规模和金融深化 指标仅在全国和东部地区模型中体现出对 TFP 增长的显著促进作用，在中西部地区的作用 效果则并不理想；对外贸易整体上促进了我国 TFP 的增长，但在区域层面上，对外贸易仅 在东部地区对 TFP 增长产生了促进效果。最后，本文提出了改善进出口贸易结构、加强金 融深化、加大教育投入、实施东、中、西部地区间产业转移等具体政策建议。 关键词：金融发展，对外贸易，全要素生产率，区域差异 I Abstract The total factor productivity (TFP) is believed the source of economic growth in the long term.Enhancing the efficiency of resource allocation and implementation of technological progress are important ways to the growth of TFP. The financial industry is an important support for the development of modern economy. Through the functions of absorption of savings deposits, optimizing the allocation of capital, disperse the risk of management, convenient services. Development of the financial industry can provide funds for the enterprise innovation behavior and reduce the risk of researching, thus encouraging the innovation behavior. Through developing foreign trade activities, export trade bring about the scale economic effect and learning by doing effect, which can drive the technology level of export enterprises. Moreover, effect of level link and vertical link of export enterprises can help the non-export enterprises to promote technological progress. Other more, by importing advanced technical equipment, import enterprises can promote technological progress of itself. At the same time, under the competition effect, non-import enterprises will pursuit technology progress. In addition, the development of the financial industry can provide credit support for the development of fo